Chris Green's paper on applying the sense-reference distinction to constitutional law, available here, is interesting, although I find it ultimately frustrating. His claim is basically that originalism, while implausible if taken to mean original references (truth-values, more or less) of constitutional propositions, is bother possible and correct if taken to mean original senses (functions from possible worlds to truth values, more or less). This has some affinities to Jack Balkin's "original principles" approach, and places it within the broader family of "original meaning, not applications" originalisms.
One upshot of this approach is to make clear just how immense is the authority it accords to the constitutional framers. This is because sense determines extension; the job of modern interpreters, once the original sense has been extracted, is merely to slot in the facts of the actual world, as best they know them, and thus discover the truth of concrete propositions ("segregation is unconstitutional"). Not only did the framers get to pick a rule that would decide constitutionality in the world they knew (even if they might have been mistaken about how to follow that rule); they got to pick a rule that would decide constitutionality in all possible worlds, now and forever.
And yet--I repeat myself, perhaps, but I keep seeing the same thing!--just why we are in fact bound to the original sense/intension rather than the current one is almost entirely unmotivated. In Green's defense, he is upfront about this, admitting (on page 16 of 102) that he "cannot here give a full defense of the theory" before pointing, in a footnote, to the possibility of an argument relying on the text's self-understanding as an "historically-embodied textual assertion of authority." In the article itself, he claims that intension-originalism follows from the point of constitutionalism as a set of rules that can stay fixed while applying to changing and unforseen circumstances (16-17). But both arguments seem question-begging to me.
1. The text's self-understanding of its own authority, on its own, is irrelevant. "X. Trapnel's Best Constitution Ever" could claim unlimited and perpetual authority for itself, but it would still have none; the nature of a text's authority must flow from the character of the practices of understanding, interpreting, and applying it. Perhaps Green disputes this, but I had thought this a core tenet of almost all general jurisprudence; even Dworkinian interpretivism starts from the history and point of the practice, rather than the artifactual locus of the practice, in order to get things going.
2. The idea that original-intension/sense is a "natural position to take" because of our concern with the rules as apart from their contingent (and possibly mistaken) applications may be true psychologically--and if so, that does count as evidence, on a practice-based view, for the non-exclusive validity of originalist arguments. But it is hardly the only position, and the normative/practice-based concerns that motivate it actual push the other way. (I'm unsure whether Green is arguing that his theory follows because it best accommodates the objective values of stability and responsiveness, or whether he is making a more practice-based claim about the purposes embedded within American constitutionalism right now, irrespective of their merits. But either way!)
Suppose we accept that constitutional sense/intension determines constitutionality. What does that get us? Not originalism: Green points to Frege's claim that sense remains constant over time, but Chalmers' modern reconstruction, which Green also relies on, abandons this claim as implausible; and even at the same moment, two individuals can assign different intensions to natural kind terms or names. Why privilege the original (standardized across users, let's grant) intension over the current one? Both give us a rule that is metaphysically prior to its applications and can reach unforeseen ones. Moreover, the contemporary intension will do a better job of dealing with vagueness: precisely because it is our rule, not our forebears', we will find it easier to apply.
Worries that relying on contemporary intension/meaning/what-have-you means abandoning constitutionalism entirely are simply misplaced. The common law--which is nothing if not unoriginalist--wasn't just a bunch of lawless judges handing down decrees, pace Bentham (though he may well have been right at the time). Now, there's clearly a difference between interpreting a line of purely atextual decisions and interpreting a written constitution, but exactly what sort of difference is a deeply contingent question. The moves you can make in Australia are different than in Canada, and it's not just a matter of conceptual confusion. I think it rather telling that Scalia's originalist manifesto was titled "Common-Law Courts in a Civil Law System"; that alone should set off alarm bells.
There's definitely an originalist strand in American constitutional practice, but to elevate that to hegemonic status and deny the validity of all other forms of argument seems to require either wishful thinking or explicitly normative arguments--and I think the latter are only persuasive to those who approve of original meaning on substantive grounds, and even then ought to be overridden by procedural concerns.
(If I've misunderstood or mischaracterized the positions here, please correct me!)
Thursday, July 19, 2007
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3 comments:
I do think you're right that on its own, Green's paper doesn't answer the question "why should we allow the constitution to bind us today as if it were a set instructions from the past, rather than self-given instructions to ourselves for the present?"
I took the central contribution of it to be much narrower, and namely to point out that a huge amount of doing and (especially) criticizing of originalism elides the sense/reference distinction in basic and mistaken ways. That may be too obvious of a point for somebody dissertation-deep in philosophy of language and law, but given that Justice Stevens does it on a regular basis in the U.S. Reports (see his opinion in Georgia v. Randolph) and other academics do it on the conlawprof listserv all the time, I guess it needed to be said and shown.
Hi, thanks for reading the piece! Took me a while to notice your discussion of it here.
Sounds like you'd be interested in the article I'm working on now, Constitutional Indexicals as a Basis for Textualist Semi-Originalism. I think that Euclid and the Australian example, and the problems with other views like Berger's, Fallon's, and Rubernfeld's, do give some reason to adopt my view, but this article is mainly about explaining what my view is.
You present an argument that Paul Brest, Frederick Schauer, and Lawrence Tribe have all made, that a constitutional self-definition would be circular and question-begging: "'X. Trapnel's Best Constitution Ever' could claim unlimited and perpetual authority for itself, but it would still have none; the nature of a text's authority must flow from the character of the practices of understanding, interpreting, and applying it."
I agree that a document can't define its own nature entirely on its own. But I do think that the constitutional self-understanding is critical for those who claim to be bound by the Constitution today.
1. Self-descriptions can eliminate possibilities. If someone who walks up to me and says, "Hi, I'm Bill Clinton," then I know that he's either Bill Clinton, or lying, or playing a joke, or crazy, or something like that. He can't be (a) not who he says he is, and (b) speaking seriously and sincerely, and (c) in a position to know who he is.
2. Think of Federal Rule of Evidence 902, titled "Self-authentication." Rule 902 lists lots of categories of documents that can attest to their own authenticity: public documents under seal, public documents not under seal, foreign public documents, certified copies of public records, official publications, newspapers and periodicals, trade inscriptions, and commercial paper. All of these can attest to their own nature: why not the Constitution?
3.Think of the parole evidence rule: a contract can specify that it contains the full agreement between the parties, and that there are no oral side contracts. The self-referentially proclaimed supremacy of the historically-situated constitutional text is no different in kind from the self-referentially proclaimed supremacy of a contract over oral side agreements.
4. Think of a king crowing himself. We are not obliged to obey such a king, but the act is not unintelligible. Schauer’s Fred Constitution, or your example, is really a recipe for a coup. If he were really to try to seize all of the power in a country, the Fred Constitution would be the way to do it.
5. Finally, the contemporary practice of agreeing to the Article VI oath gives assent to the constitutional ontology presupposed in the "this Constitution" clauses and other indexical language. If Article VI implicitly defines what the Constitution is, and we stand up and say, "yes, I'm doing what Article VI requires," then we're bound to agree with the Constitution's self-definition. Just because contemporary practice is required for constitutional authority doesn't mean we can just make up our own understanding of "the Constitution." Think of Article VI as an offer to make a contract: just because the offer also requires another person's consent to become binding doesn't mean that the person accepting the offer can make up his own understanding of what the contract is.
Hi again--I've finished the paper I referred to in the footnote. See here.
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